Compliance Officer, Abu Dhabi, UAE

This job is OPEN to APPLY for ALL Nationalities, unless otherwise specified.

We're looking for a Compliance Officer to work with the Head of Compliance in the day-to-day operation of the local compliance framework. The role will be responsible for assigned compliance activities and may hold an FSRA Approved Person position, subject to the applicable FSRA approval requirements. 

The Compliance Officer is responsible for assigned interactions and coordination with regulators, law enforcement and other competent bodies and authorities, and advises staff and senior management on relevant regulatory and internal compliance policy matters. 

Are you the right fit for eToro?  

Are you a customer and detailed oriented compliance, AML and/or financial crime professional? Are you agile and able to adapt quickly to changes? Do you have good communication skills? Are you keen to learn, can work independently and collaborate across different teams, functions and multiple jurisdictions? Are you a solution-oriented and driven individual? Do you have sound analytical skills? Then you may be the right fit for eToro. 

What will you be doing?

As the Compliance Officer, you will work with the Head of Compliance and be responsible for: 

Executing assigned elements of the local compliance strategy and framework, and contributing to the development of local compliance team members as directed by the Head of Compliance 
Carrying out assigned elements of the compliance monitoring plan, including monitoring, surveillance and subsequent reviews. 
Providing advice to staff and senior management on regulatory, policy and procedural issues and their application 
Handling assigned client enquiries, requests for information and client complaints 
Handing Phase 3 Complaints and regulatory referrals 
Conducting compliance impact assessments, risk assessments and gap assessments as appropriate 
Putting in place, updating and maintaining compliance registers 
Identifying, logging and escalating compliance issues, policy and regulatory breaches, and assisting with their resolution 
Reviewing and updating compliance policies and procedures, in line with regulatory changes 
Preparing and coordinating the timely completion and filing of assigned regulatory and AML reports with the regulator 
Preparing compliance management information for the Head of Compliance, SEO, Board and Group Senior Management, and providing input on the regulatory implications of future business strategies 
Staying up to date with regulatory developments both locally and internationally, with particular focus on FSRA policy updates, published guidance from the various UAE regulators and international best practice with potential impact on the business, and escalating relevant developments 
Review, assess and approve new or amended products or services as part of Product governance 
Review, assess and approve marketing, promotional or other iniatives for relevant entity. 
Partnering with the company's MLRO on the review and implementation of AML/CTF policies and the implementation of financial crime compliance monitoring program, and assurance tasks 
Remaining familiar with all AML processes and systems to ensure seamless coverage when cover is required 
Developing and maintaining a positive and constructive relationship with the regulators and responding promptly to any request for information made by the FSRA or any other competent authorities of the UAE 
Complete assigned tasks in relation to the company’s virtual asset regulatory and company obligations 
Lead and/or support the Company with regulatory related projects, or be part of Company’s project team to provide regulatory and compliance inputs in relation to new projects for the business 
Delivering and coordinating compliance training across the business 
Promoting a culture of compliance among all team members and business processes 
Using AI tools to automate, improve efficiency and make more effective compliance processes and tasks 
Requirements
At least 5 years of relevant compliance experience in financial services, including substantial experience with ADGM/FSRA-regulated firms or another UAE/local financial services regulator; experience in a deputy or second-in-command compliance role is preferred 
Experience building and maintaining working relationships with regulators, with direct experience working with the FSRA and/or other ADGM or local UAE regulators required 
Able to advise the Board, senior management and Group colleagues on complex regulatory issues 
Experienced in successfully managing multiple projects and competing priorities at the same time 
Able to work to short timelines in a fast-paced environment 
Excellent communication and presentation skills 
Eligible to hold, or obtain approval for, an FSRA Approved Person / Authorized Individual function, where required for the position 
Preference for virtual asset experience (at least 2 years)




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